Abstract

Recent developments in MiFID regulation about financial products’ distribution assesses the process of product governance of complex products by financial institutions. The due diligence that should be consequently fulfilled involves adequate internal controls for products and services development in order to avoid detrimental practices toward clients. One of the key points of the regulation is that institutions have to demonstrate that retail clients have sufficient financial knowledge and experience to understand the key features, benefits and risks involved in the investment proposed. Aim of this article is to shed light on the break even analysis as an appropriate practice half on the way between retail client cognitive abilities and financial institutions rules of disclosure in the case of interest rate swap products.

Autore Pugliese

• Gentile Vincenzo

Tutti gli autori

• Gentile V.

Titolo volume/Rivista

ECONOMIA, AZIENDA E SVILUPPO

Anno di pubblicazione

2014

ISSN

1971-1964

ISBN

Non Disponibile

Numero di citazioni Wos

Nessuna citazione

Ultimo Aggiornamento Citazioni

Non Disponibile

Numero di citazioni Scopus

Non Disponibile

Ultimo Aggiornamento Citazioni

Non Disponibile

Settori ERC

Non Disponibile

Codici ASJC

Non Disponibile